Monday, February 19 2001
Shakespeare, Newton, and Beethoven, or Patterns of Creativity A talk by S. Chandrasekhar
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Introduction By Rajan P. Parrikar Namashkar. In April 1975 the legendary astrophysicist, Subrahmanyan Chandrasekhar, delivered the Nora and Edward Ryerson Lecture entitled Shakespeare, Newton and Beethoven, or Patterns of Creativity at the University of Chicago. In
this talk Chandra, as he was affectionately known to his colleagues, students and admirers, ranged over the oeuvres of three rara avises - Shri Shakespeare, Shri Beethoven and Shri Newton - each representing the ne plus ultra of human accomplishment in their respective domains. Chandra, in addition to his extraordinary scientific acumen and achievement, was a man of high culture. It should come as no surprise then that this bel esprit would strive to apprehend the deeper connections and meaning underlying the twin realms of Art and Science. Professor Chandrasekhar used to call himself an atheist when pressed for his belief system. A perusal of this lecture transcript, however, reveals him to be a deeply religious man, in the sense best described by Goethe:
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He who has Art and Science also has religion But those who do not have them better have religion. | Chandra was a gyAna yogi is the true sense of the term. An estimation of his full measure is to be found in the biography Chandra by Kameshwar C. Wali (1991, University of Chicago Press). Wali's second book S. Chandrasekhar - The Man Behind the Legend (1997, Imperial College Press) carries personal recollections by several of Chandra's distinguished friends, family and associates; they furnish rare glimpses of
human interest of this fiercely private man. In the essay "My Everlasting Flame" his wife, Lalitha, reminisces thus:
...There is no question that one of the strongest of our memories of India was its music. Chandra loved to hear me sing. In those days when Chandra used to drive every week from Willams Bay to Chicago to give lectures and also attend to the Journal work, it used to be my habit to sing to him during our long drive back to Williams Bay. This very good habit of mine slackened somewhat after we moved permanently to Chicago. But the interest returned, fortunately, and I would say I sang to him very often during the many months before he died. A week before he died I sang a song to him about Krishna lifting the Gowardhana mountain to cut off the sunlight during the great war of the Mahabharata. "Won't you sing it again?" he asked. "No, Chandra, I have another song I want to sing to you now; but I will sing it again later. But that "later" did not happen. The day before he died I had planned to sing still another song to him that I had heard years ago at a concert and had never learned to sing it before! Somehow it came back to me and it was beautiful. It was about Ganapati, son of Shiva.Everyone loved Ganapati, but he was also a scholar, and transcribed the Mahabharata when Vyasa dictated the epic. "Shall I sing it to you, Chandra?" "No, Lalitha, I am not feeling well. Some other time," he replied. That "some other time" did not come around since Chandra died the next day... The period in the 1930s was not exactly kind to an Indian living in America. Lalitha recounts: |
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There is another thing that Chandra will be remembered at this [University of Chicago]. This was put in a nutshell by President Hutchins to me when Chandra and I went over to hear a lecture of his... Mr. Hutchins then held both my hands and said to me, "The best thing I did for the University of Chicago was to appoint your husband to the faculty"... A year later we were in Santa Barbara... Mr. Hutchins received us graciously and again as we were leaving, he took my hands and repeated, "The best thing I did for the University of Chicago was to
appoint your husband to the faculty"... Now why did Mr. Hutchins make this statement to me on two different occasions? There is no question he must have remembered how Dean Gale of the Physics Department had refused to allow Chandra to lecture at the campus. The refusal was blunt: he did not want this black scientist from India to lecture in his department. Hutchins had written a one-line reply to Mr. Struve, the Director of the Yerkes Observatory, who had been in a dilemma, and brought the matter to Hutchins' attention. "Mr. Chandrasekhar shall give his lectures." The lectures were given and many who had heard them have remarked about their mathematical elegance. The full impact of Hutchins' remark to me was that Chandra had paved the way for other non-white members to be appointed to the faculty. | His brother, P. Balakrishnan, divulges an excerpt of his moving letter to Chandra in the final years: Another thing that I want to write to you is in regard to your "strange feeling", as you put it, that all your books, all your hard work, when the books have been written and the work has been done, seem not to be yours, seem to be something extraneous, entities by themselves, separate and different from you. This is a mystic intimation, on the intellectual level, proclaimed by the Upanishads which in fact extends this sense of non-cognition even to one's body, senses and mind. (Note that the mind is included in the list.) The Gita also teaches
that once you have performed your work, you should have no further concern with it and that it belongs to God. I see that after all Hindu blood runs in you. The transcript of the Ryerson Lecture is taken from Chandra's book Truth and Beauty (1987, University of Chicago Press) and is replayed here on Sawf with permission of the publisher. Perhaps someday someone will be inspired to ruminate likewise on "Kalidasa, Shankara, and Thyagaraja." Warm regards, Rajan P. Parrikar
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S. Chandrasekhar (1910-1995) Prefacing a somewhat derogatory criticism of Milton, T. S. Eliot once stated that "the only jury of judgement" that he would accept on his views was that "of the ablest poetical practitioners of his time." Ten years later, perhaps in a more mellow mood, he added: "the scholar and the practitioner, in the field of literary criticism, should supplement each others' work. The criticism of the practitioner will be all the better, certainly, if he is not wholly destitute of scholarship; and the criticism of the scholar will be all the better if he has some experience
of the difficulties of writing verse." By the same criterion, any one who is emboldened to ask if there are discernible differences in the patterns of creativity among the practitioners in the arts and the practitioners in the sciences, must be a practitioner, as well as a scholar, in the arts as well as in the sciences. It will not suffice to be a practitioner in the arts only, or in the sciences only. Certainly, a wanderer, often lonely, in some of the by-lanes of the physical sciences, has simply not the circumference of comprehension to address himself to a question which encompasses the arts and
the sciences. I, therefore, begin by asking your forbearance. Allowing, as we must, for the innumerable individual differences in tastes, temperaments, and comprehension, we ask: Can we in fact discern any major differences in the patterns of creativity among the practitioners in the arts and the practitioners in the sciences? The way I propose to approach this question is to examine, first, the creative patterns of Shakespeare, Newton, and Beethoven, who, by common consent, have, each in his own way, scaled the very summits of human achievement. I shall then seek to determine whether, from the likenesses
and the differences in the patterns at these rarified heights, we can draw any larger conclusions which may be valid at lower levels.
I begin with Shakespeare.
Shakespeare's education was simple, as Elizabethan education was. While it sufficed and stood him in good stead, Shakespeare was never persuaded by scholarship as such. He clearly expressed his attitude in Small have continual plodders ever won Save base authority from others' books.
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Oh, this learning, what a thing it is!
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Even so, when Shakespeare arrived in London in 1587, at the age of twenty-three, he had none of the advantages of a London background that Lodge and Kyd had, or the advantages of years at Oxford or Cambridge that Peele, Lyly, Greene, Marlowe, and Nashe had. There can be little doubt that Shakespeare was acutely
aware of his shortcomings and his handicaps. He overcame them by reading and absorbing whatever came his way. The publication of the revised second edition of Holinshed's Chronicles of England, Scotland, and Ireland, was particularly timely: it provided Shakespeare with the inspiration for his chronicle plays yet to come.
By 1592, Shakespeare had written his three parts of Henry VI and his early comedies, The
Comedy of Errors, Love's Labour's Lost, and Two Gentlemen of Verona.
His success with these plays produced Robert Greene's vicious attack on him in
that year. Greene was six years older than Shakespeare, and he was among the
most prominent figures in the literary life of London at that time. As it
happened, Greene's attack was posthumous, as he had died somewhat earlier as
the result of a fatal banquet, it is said, "of Rhenish wine and pickled
herrings." It was therefore "a time bomb which Greene left." His attack in
part read: For there is
an upstart crow, beautified by our feathers, that with his "Tiger's heart
wrapped in a player's hide," supposes he is as well able to bombast out a blank
verse as the best of you, and being an absolute Johannes Factotum, is in his
own conceit the only Shake- scene in a country. Greene's attack brings
out very dearly that Shakespeare was considered an outsider and an intruder: he
had no university background and he did not belong to the aristocratic court
circles. In spite his
early successes, life for Shakespeare, as a player and a playwright was fraught
with uncertainties with the recurring years of the plague and the periodic
closing of the theaters in London. But in 1590, Shakespeare found a patron, a
friend, and love.  < -- Chandra receiving the Nobel Prize in
Physics from King Gustav of Sweden (1983)
Shakespeare's patron was the
young Earl of Southampton who came of age in 1591. The intensity of
Shakespeare's emotional experience in the four years that followed was decisive
for the development of his art and for the opportunities that opened up for
him. Shakespeare's genius matured and flowered with an unexampled outburst of
creative activity. Besides the plays already mentioned, he wrote The
Merchant of Venice, The Taming of the Shrew, and Richard III. The
two splendid narrative poems, Venus and Adonis and The Rape of
Lucrece, dedicated to the Earl of Southampton, belong to this same period.
During 1592-95,
Shakespeare wrote his sonnets as a part of his services for Southampton's
patronage. The sonnets are the most autobiographical ever written. They throw
a flood of light on Shakespeare's attitude to himself and his art; and they
also reveal the extent of his dependence on Southampton's friendship and
patronage. The course of
the friendship between Southampton and Shakespeare was by no means smooth.
There was the difference in their ages; there was the disparity in their
stations, as the aristocratic patron and a player poet; and besides, there was
the complication of Shakespeare's mistress - the dark lady of the sonnets -
turning her attention away from Shakespeare to the responsive Earl. Shakespeare
poured his feelings with poignant sincerity into the sonnets: | When, in disgrace with fortune and men's
eyes, I all alone beweep my outcast state, And trouble deaf heaven
with my bootless cries, And look upon myself and curse my fate: (29)
Against that time, if ever that time come, When I shall see thee
frown on my defects, When as thy love hath cast his utmost sum,
Called to that audit by advised respects; Against that time when thou
shalt strangely pass, And scarcely greet me with that sun, thine eye,
When love, converted from the thing it was, Shall reasons find for
that settled gravity: Against that time do I ensconce me here Within
the knowledge of mine own desert, And this my hand against myself uprear,
To guard the lawful reasons on thy part:
To
leave poor me thou hast the strength of laws,
Since why to love I can
allege no cause. (49)] | Their relationship, at least
as perceived by Shakespeare was so fragile that he even considers the
possibility of death: | No
longer mourn for me when I am dead Than you shall hear the surly sullen
bell Give warning to the world that I am fled From this vile world
with vilest worms to dwell. (71) | And Shakespeare
feels that his fife cannot last longer than Southampton's love and that it will
come to an end with it. | But do
thy worst to steal thyself away, For term of life thou art assured mine;
And life no longer than thy love will stay, For it depends upon that
love of thine. Then need I not to fear the worst of wrongs, When in
the least of them my life hath end; I see a better state to me belongs
Than that which on thy humour doth depend. Thou canst not vex me with
inconstant mind, Since that my life on thy revolt doth lie. O, what a
happy title do I find, Happy to have thy love, happy to die!
But what's so blessed-fair
that fears no blot?
Thou mayst be false, and
yet I know it not. (92) | In spite of the uncertainty
which pervades the entire sonnet sequence, Shakespeare's prophetic confidence
in his own poetry occasionally erupts. Thus, in the famous sonnet 55, we have
the outpouring: | Not marble,
nor the gilded monuments Of princes, shall outlive this powerful rhyme;
But you shall shine more bright in these contents Than unswept stone,
besmeared with sluttish time. When wasteful war shall statues overturn,
And broils root out the work of masonry, Nor Mars's sword nor war's
quick fire shall burn, The living record of your memory. |
Meantime, Marlowe appears as a dangerous rival to Southampton's
patronage. To offset Shakespeare's Venus and Adonis, Marlowe began
writing his Hero and Leander. Shakespeare expresses his uneasiness with
this rivalry while conceding Marlowe's superiority: | O, how I faint when I of you do write,
Knowing a better spirit doth use your name, And in the praise thereof
spends all his might, To make me tongue-tied speaking of your fame!
But since your worth, wide as the ocean is, The humble, as the
proudest sail doth bear, My saucy bark, inferior far to his, On your
broad main doth willfully appear. Your shallowest help will hold me up
afloat, Whilst he upon your soundless depth doth ride; Or, being
wrecked, I am a worthless boat, He of tall building and of goodly pride.
Then if he thrive and I be cast away The worst was this: my love was
my decay. (80) | Marlowe died in 1593 in an unhappy
brawl which Shakespeare clearly had in mind when he made Touchstone, in As
You Like It, say:
When a man!s verses
cannot be understood, nor a man's good wit seconded with the forward child
Understanding, it strikes a man more dead than a great reckoning in a little
room. In the same play, Shakespeare also paid Marlowe the unusual
tribute of addressing him as "Dead shepherd" and quoting his line: | Who ever loved that loved not at first
sight? | And before long, the unhappy episode with
the "dark lady" also ended: |
I am perjured most
For all my vows are oaths to misuse thee, And all my honest faith in
thee is lost. (152) | With the last sonnet of the
Southampton sequence, Shakespeare emerges triumphant:
| No, let me be obsequious in thy heart, And take
thou my oblation, poor but free, Which is not mixed with seconds, knows no
art But mutual render, only me for thee. (125) |
Yes! "Poor but free," "not mixed with seconds," and "only me for thee."
In 1594, the Earl of
Southampton gave Shakespeare some such amount as 100 pounds to acquire a share
in Lord Chamberlain's company when it was formed. With the future thus
assured, Shakespeare's natural spirits rose and his genius matured. A
Midsummer Night's Dream, which he wrote in that year, was the first of his
great masterpieces. Soon Romeo and Juliet, As You Like It, and Much
Ado About Nothing followed. Then Shakespeare turned again to his chronicle
plays: King John, the two parts of Henry IV, and Henry V.
The one hero in all these chronicle plays is England; and in them Shakespeare
gives lasting expression to "the very age and body of the time."
Many consider the two parts
of Henry IV as the twin summits of Shakespeare's achievement in his
chronicle plays. They are certainly superlative plays made more memorable by
the character of Falstaff. It has been said that "in a totally different way,
Falstaff is to English literature what his contemporary Don Quixote has been to
the Spanish." The great
"middle period" of Shakespeare begins with A Midsummer Night's Dream and
ends with Hamlet (1600-1601).
In Hamlet
Shakespeare gives expression to his thoughts on the theater and also his
reaction to the rising rivalry with Ben Jonson and the Blackfriar's theater
with their appeal to wit and fashion. Thus, in his instruction to the players
(in the play within the play), we find Hamlet saying:
For anything so
overdone is from the purpose of playing, whose end, both at the first and now,
was and is to hold, as 'twere, the mirror up to nature, to show virtue her own
feature, scorn her own image, and the very age and body of the time his form
and pressure. Chandra receiving the National Medal of
Science from President L.B. Johnson (1967)-- > Shakespeare is here
asserting that "the very age and body of the time" can be expressed in drama -
as, indeed, he had expressed his own age in his chronicle plays.
There is perhaps a hint of
admonition to Ben Jonson and the "reformers" in
O it offends me to the
soul to hear a robustious periwig-pated fellow tear a passion to tatters, to
very rags, to split the ears of the groundlings, who for the most part, are
capable of nothing but inexplicable dumb-shows and noise:
O there be players that I
have seen play and heard others praise ... have so strutted and bellowed that I
have thought some of nature's journey men had made men, and not made them
well, they imitated humanity so abominably.
O reform it
altogether. The plays that followed Hamlet - All's Well That
Ends Well and Measure for Measure - provide indications that, at
this time, Shakespeare's "nerves were on edge": he appears disillusioned with
men and things - perhaps, a proper frame of mind to embark on his great
tragedies. As A. L. Rowse, the distinguished Elizabethan and Shakespearian
scholar, has written, the great tragedies "show evidences of strain and
exhaustion"; he continues:
As in all significant
work, we have a convergence of factors, on the one side literary, on the other
personal ... If Shakespeare were to compare with his rival Ben Jonson he must
do so now in tragedy. With the trage dies he was to make the grandest
efforts, extend his powers to his fullest capacity and thus fulfill his destiny
as a writer ... There is cumulative evidence that so far from not caring about
his fame and achievement as a writer, his ambition was the highest. The
argument has come full circle: here is a personal consideration.
When Shakespeare's work was
complete, Ben Jonson was able to compare him only with the great tragedians:
Aeschylus, Sophocles, and Euripides.
The years 1604-08 saw in
succession the plays Othello, King Lear, Macbeth, Antony and Cleopatra,
and Coriolanus. It staggers one's imagination to realize that these
great plays, so utterly different from one another, could have been written, in
succession, with such unfiltering inspiration.
Here is Hazlitt's summing
up of the tragedies:
Macbeth and Lear, Othello and Hamlet, are usually reckoned Shakespeare's four
principal tragedies. Lear stands first for the profound intensity of the
passion; Macbeth for the wildness of the imagination and the rapidity of
action; Othello for the progressive interest and powerful alternations of
feeling; Hamlet for the refined development of thought and sentiment. If the
force of genius shown in each of these works is astonishing, their variety is
not less so. They are like different creations of the same mind, not one of
which has the slightest reference to the rest. This distinctness and
originality is indeed the necessary consequences of truth and nature.
Hazlitt does not include Antony and Cleopatra among the great
tragedies. But nowadays it is considered by many as equally great. As T. S.
Eliot in a remarkably sensitive analysis of Antony and Cleopatra has
said: This is a play
for mature actors and for a mature audience, for neither on the stage nor in
the audience can immature people enter into the feelings of these middle-aged
lovers... The peculiar triumph of Antony and Cleopatra is in the fusion of the
heroic and the sordid, in the same characters in one vision of life. Marlowe
could have made them seem equally majestic. Dryden in his later play on the
subject almost does so. But only Shakespeare could have made them at once
majestic and human in their weakness; and without the human weaknesses we
should not have the greatness and the terror of tragedy. And the reason is
that Shakespeare had learned to say things in poetry which no one else could
have said in prose. It
has sometimes been suggested that the plays which followed the great tragedies
- Timon of Athens, Pericles, Prince of Tyre, and Cymbeline - all
show signs of nervous fatigue. As A. L. Rowse has remarked: "there seems to be
a hiatus here, a pause, if not something more, during these years." But a
contrary view has been expressed by T. S. Eliot:
The last plays are more
difficult. Our astonishment in reading and hearing Antony and Cleopatra might
often in many places be expressed by the words, "I should never have thought
that that would be said in poetry." Our moments of astonishment in the later
plays could better be expressed by the words, "I should never have thought that
that could be said at all." For in the last plays, and I mean especially
Cymbeline, The Winter's Tale, Pericles, and The Tempest, Shakespeare has
abandoned the realism of ordinary existence in order to reveal to us a further
world of emotion... In any event, Shakespeare's last three plays -
The Winter's Tale, The Tempest, and Henry VIII - are more
accessible - at least, Shakespeare's natural poise is more evident. Thus,
Winter's Tale is a most beautiful and moving play. Hazlitt describes it
as "one of the best acting of our author's plays," while the well-known
Shakespearian scholar Q. writes: "Winter's Tale is beyond criticism and even
beyond praise." In his
penultimate play, Shakespeare, ever searching for something new, deals with a
profound theme which continues to be vexatious down to this day: in his
creation of Caliban, he concretely states for us a central issue of the present
age. But the mood of The Tempest is one of farewell: | Our revels are now ended. These our
actors, As I foretold you, were all spirits, and Are melted into air,
into thin air: And like the baseless fabric of this vision, The
cloud-capped towers, the gorgeous palaces, The solemn temples, the great
globe itself, Yea, all which it inherit, shall dissolve, And, like
this insubstantial pageant faded, Leave not a rack behind. |
And finally, in his last play, Shakespeare returns to his chronicle of
the English story, which he began with Henry VI and Richard III, and completes
the cycle with Henry VIII and the birth of Elizabeth. The concluding speech by
the Archbishop of Canterbury opening with the incantation: | This royal infant - Heaven still move
about her - Though in her cradle, yet now promises Upon this land a
thousand thousand blessings, | is a form of prophesy
of what the Elizabethan age was to be. It gave Shakespeare the splendid
opportunity to pay his tribute to the Queen, he had not eulogized at her death
in 1603, and to sum up the Elizabethan age now only an imprint on time. As A.
L. Rowse concludes his biography of Shakespeare:
And this too was
Shakespeare's end. But like a splendid coiled snake, glittering and richly
iridescent - emblem alike of wisdom and immortality - his work lay about him
rounded and complete. Ben Jonson's tribute, included with the first
folio, has been prophetic: |
He was not of an age, but
of all time! | Let me conclude by quoting two
contemporary writers. Virginia Woolf, after a vain effort imagining how
Shakespeare "coined his words," writes in her diary:
Indeed, I could say that
Shakespeare surpasses literature altogether, if I knew what it meant.
And T. S. Eliot sums up Shakespeare as follows:
The standard set by
Shakespeare is that of continuous development from first to last, a
development in which the choice both of theme and of dramatic and verse
technique in each play seems to be determined increasingly by Shakespeare's
state of feeling by the particular stage of his emotional maturity at the
time... We may say confidently that the full meaning of any one of his plays is
not in itself alone, but in that play in the order in which it was written, in
its relation to all of Shakespeare's other plays, earlier and later: we must
know all of Shakespeare's work in order to know any of it. No other dramatist
of the time approaches anywhere near to this perfection of pattern ... It seems
to me to correspond to some law of nature that the work of a man like
Shakespeare, whose development in the course of his career was so amazing, that
it should reach, as in Hamlet, the point at which it can touch the imagination
and feeling of the maximum number of people to the greatest possible depth and
that, thereafter, like a comet which has approached the earth and then
continued away on its course, he should gradually recede from view until he
tends to disappear into his private mystery. I now turn to Beethoven with more qualms: I
am even more painfully aware of my shortcomings to discourse on him.
When Beethoven came to
Vienna in 1792, at the age of twenty-two, his attitude must have been one of
caution: his studies with Haydn, Schenk, Albrechtsberger, and Salieri were, we
may assume, primarily for finding out if there were things he could learn from
them. He clearly absorbed what they had to teach him without distorting his
own musical ideas. In any event, once he found that he could overpower
everyone in Vienna by the sheer virtuosity of his improvisations on the
pianoforte, he became impatient and, sometimes, even defiant. Thus, Haydn's
unfavorable opinion of the third of his three trios, Opus 1, only confirmed
Beethoven's own opinion that it was the best of the three and that Haydn's
contrary view was due to jealousy and malice.
At this time, Beethoven
desired great fame; and he seems to have been convinced that his sheer strength
was sufficient to protect him against all misfortune. This attitude is clearly
expressed in his letter to von Zmeskall:
The devil take you! I do
not know anything about your whole system of ethics. Power is the morality of
men who stand out from the rest, and it is also mine. This supreme
confidence in himself, derived from this morality of power, was soon destined
to be tried most sorely.
The first signs of his
deafness appeared, already, when Beethoven was twenty-eight years. His initial
reaction was one of rage at what he considered as the senselessness of the
affliction. As he wrote to Karl Amenda three years later (1801): |
Your Beethoven is most
unhappy and at strife with nature and Creator. I have often cursed the
latter for exposing his creatures to the merest accident, so that often the
most beautiful buds are broken or destroyed thereby. Only think that my
noblest faculty, my hearing, has greatly deteriorated. |
| But his fortitude was unshaken, for he continued:
I am resolved to rise
superior to every obstacle... I am sure my fortune will not desert me. With
whom need I be afraid of measuring my strength... I will take Fate by the
throat. We obtain a proper appreciation of the state of Beethoven's
mind at this time from his famous Heiligenstadt testament written in 1802 but
discovered among his papers only after his death. The Heiligenstadt testament
is so transparently sincere that it should really be read in its entirety, but
the following extract must suffice:
But how humiliated I have
felt if somebody standing beside me heard the sound of a flute in the distance
and I heard nothing, or if somebody heard a shepherd sing and again I heard
nothing - Such experiences almost made me despair, and I was on the point of
putting an end to my life - The only thing that held me back was my art. For
indeed it seemed impossible to leave this world before I had produced all the
works that I felt urged to compose. Beethoven's confession that he
contemplated suicide and that it was the power of his unfulfilled art that
saved him finds an echo in what he wrote twenty years later:
I live only for my art
and to fulfill my duties as a man. It is clear that Beethoven's growing
deafness shattered his earlier ethics of the morality of power. But like a
phoenix it rose only to sustain the realization of his creative powers. Thus,
by the time (1807) he came to writing his third Rasoumowsky quartet, his
resignation to his affliction appears to be complete, for we find him writing
in the margin: Let your
deafness no longer be secret even for art... And the work on the grand
scale in which his conflict with fate is taken for granted and ignored is his
seventh symphony. This
"middle period" of intense creativeness lasted for some ten years. By his early
forties, Beethoven had composed his eight symphonies, his five piano concertos,
his one violin concerto, his twenty five piano sonatas, his eleven quartets,
his seven overtures, his one opera, and his one mass. At the age of forty-two
with this magnificent pile of compositions behind him, Beethoven practically
stopped composing for the next seven years. The fruits of his meditation - so
they must have been - came after this period of quiescence in a manner that is
perhaps without parallel in musical history.
From the first symphony
written in 1801 to the eighth symphony written in 1812, it is essentially the
same Beethoven: it is, in fact, the Beethoven of the common understanding. But
the Beethoven of the ninth symphony, of the mass in D, of the last four piano
sonatas, and, most of all, the last five quartets is an altogether different
Beethoven. Beethoven's own pupil, Czerny, did not understand his music of this
last period, and he tried to explain it away as due to Beethoven's deafness:
Beethoven's third style
dates from the time when he became gradually completely deaf... Thence comes
the dissimilarity of the style of his last three sonatas... Thence many
harmonic roughnesses... By all accounts, Beethoven's last quartets are
a Mount Everest of an achievement. Here is a sample of what has been said
about them: | They are peerless.
They are beyond description or analysis in words. The last quartets
are unique, unique for Beethoven, unique in all music. |
But this much may certainly be said: Nobody can say what the
quartets really mean; we can only be sure that they express ideas nowhere else
to be found. Wordsworth's description of Newton's mind "as voyaging through
strange seas of thought alone" applies equally to Beethoven's mind of this last
period. Beethoven's last
complete work, the quartet No. 16 in F major, provides a noble ending to his
great sequence. Of this quartet, J.W.N. Sullivan has written:
It is the work of a man
who is fundamentally at peace. It is the peace of a man who has known
conflicts, but whose conflicts are now reminiscent. This quality is most
apparent in the last movement with its motto, "Muss es sein? Es muss sein!"
(Must it be? It must be!) Reviewing the life and work of Beethoven,
Sullivan sums him up as follows:
One of the most
significant facts, for the understanding of Beethoven, is that his work shows
an organic development up until the very end... The greatest music Beethoven
ever wrote is to be found in the last string quartets, and the music of every
decade before the final period was greater than its predecessor. It is
striking how close this summing of Beethoven is to T. S. Eliot's summing of
Shakespeare which I quoted earlier. The way Shakespeare and Beethoven overcame
the crises of their early years, the continual growth of their minds, the
organic unity of their works spanning their entire lives, their great
masterpieces towards the end, and even the moods of farewell in The
Tempest and in the sixteenth quartet, all these are indeed most striking.
I now turn to
Newton. Isaac Newton, a
posthumous child, born with no father on Christmas Day 1642, was, as Maynard
Keynes has aptly written, "the last wonder child to whom the Magi could do
sincere and appropriate homage."
One of the most remarkable
aspects of Newton's most remarkable life is the explosive outburst of his
genius. He was not an infant prodigy; and it is probable that when he went to
Cambridge in 1661, he knew little more than elementary arithmetic. And it must
be remembered that the new outlook on scientific thought that we associate with
the names of Galileo, Kepler, and Descartes had hardly yet penetrated the walls
of Oxford and Cambridge. Nevertheless, by 1664, when Newton was in his
twenty-third year, his genius seems to have flowered. Thus, Newton recalled in
his old age that he had "found the method of Infinite Series at such time
(1664-65)." Newton, in fact, wrote out his notes as a connected essay
entitled, "On Analysis of Equations with an Infinite Number of Terms" and
allowed Barrow to send it to Collins, stipulating, however, that he remain
anonymous. This stipulation was withdrawn later; but we encounter here the
first indication of a trait which was later to become an obsession with Newton.
By the summer of 1665, when
Cambridge was evacuated on account of the plague and Newton had gone to
Woolsthorpe, his genius was fully in flower. It manifested itself in a manner
unsurpassed in the history of scientific thought. But it was not until many
years later that the world was to know what happened during the two years that
Newton was at Woolsthorpe.
For here at Woolsthorpe,
Newton at the age of twenty-three made three of the greatest discoveries in
science: the Differential Calculus, the Composition of Light, and the Laws of
Gravitation. Writing towards the end of his life, Newton recalled his
discovery of the laws of gravitation thus:
In the same year (1666) I
began to think of gravity extending to the orb of the moon... I deduced that
the forces which keep the planets in their orbs must be reciprocally as the
squares of their distances from the centers about which they revolve; and
thereby compared the force requisite to keep the moon in her orb with the
force of gravity at the surface of the earth, and found them answer pretty
well. All this was in the two plague years 1665 and 1666, for in those days I
was in the prime of my age for invention, and minded mathematics and philosophy
more than at any time since.
Notice, first, his statement
that "in those days... I minded mathematics and philosophy [meaning science]
more than at any time since." Notice also the curious words "answer pretty
well" to the agreement he had found with respect to the acceleration
experienced by the moon in its orbit and as deduced - on the basis of his
inverse square law - from the acceleration experienced by bodies on the earth,
that is, the falling apple. Newton does not appear to have felt any urgency to
verify if his prediction "answers" more than "pretty well." Indeed, he does
not seem to have experienced any special delight in having discovered so
fundamental a law of nature. In actual fact, he dismissed the entire matter
from his mind for a decade and more.
Newton returned to Cambridge
early in 1667; and in 1669 he was appointed to the Lucasian Chair of
Mathematics in succession to Barrow who had relinquished the Chair on Newton's
behalf. Soon after his
return to Cambridge, Newton appears to have completed to his satisfaction his
experimental investigations on the composition of light and constructed his
first reflecting telescope to avoid the chromatic aberrations of the then
extant refracting telescopes. But he did not publish any of these results of
his investigations for several years.
The news of Newton having
constructed a telescope on a new principle soon spread and Newton was urged to
exhibit it at the Royal Society. It is known that Newton sent at least two
telescopes to the Royal Society and that the second of them was exhibited in
1671. Newton was elected to
the Royal Society in January 1672. Stimulated perhaps by this recognition,
Newton acceded to the request by Oldenburg, then the Secretary of the Royal
Society, to communicate to the Society an account of his discoveries and in
particular the principles underlying the construction of his telescope. In two
successive letters, Newton replied to Oldenburg as follows:
I shall endeavour to
testify my gratitude by communicating what my poor and solitary endeavlours can
effect towards the promoting your philosophical designs. (January 6, 1672)
In the next letter he suggests communicating an account of his optical
discoveries rather than a description of his telescope. He writes:
An account of a
philosophical discovery - which I doubt not but will prove much more grateful
than the communication of that instrument, being in my judgement the oddest, if
not the most considerable detection, which has hitherto been made in the
operation of nature. (January 18, 1672)
I should like to draw your
attention especially to the words, "the oddest, if not the most considerable
detection." This is the first and the only time that Newton expresses a trace
of enthusiasm with respect to any of his discoveries. But what followed the
publication of Newton's account of his experiments on the composition of light
was nothing short of a disaster. A vigorous controversy ensued, and Newton
appears to have been irritated beyond endurance by the inability of his critics
even to comprehend what it was he had experimentally demonstrated. This lack
of comprehension is apparent, for example, from Huygens - even Huygens -
arguing that there "would still remain the great difficulty of explaining by
mechanical principles, in what consists the diversity of colours, even
supposing that Newton's decomposition of white light into the colours of the
spectrum is correct." At
first Newton tried to persuade by clarifying his method:
For the best and safest
method of philosophizing seems to be, first to enquire diligently into the
properties of things, and of establishing those properties by experiments, and
then to proceed more slowly to hypotheses for the explanation of them. For
hypotheses should be subservient only in explaining the properties o f things,
but not assumed in determining them; unless so far as they may furnish
experiments... (Parenthetically, we may notice that Newton is, here,
enunciating what he was to formulate later in his famous aphorism:
Hypotheses non fingo - I frame no hypotheses.)
Newton's failure to persuade
resulted in the aversion he now formed to scientific publication, discussion,
and arguments. Thus, he wrote to Oldenburg:
I have long since
determined to concern myself no further about the promotion of philosophy.
(December 5, 1672). I
see I have made myself a slave to Philosophy, but if I get free of Mr. Linus'
business I will resolutely bid adieu to it eternally, except what I do for my
private satisfaction, or leave to come out after me. For I see, a man must
either resolve to point out nothing new or to become a slave to defend it.
(November 18, 1676) This
aversion to scientific publication, discussion, and argument was to find
repeated expressions in later years. Here are two examples:
For I see not what
there is desirable in public esteem, were I able to acquire and maintain it.
It would perhaps increase my acquaintance, the thing which I chiefly study to
decline. < -- Farewell to a newly married Chandra with wife,
Lalitha, at the Madras railway station (1936)
I am grown of all men the
most shy of setting pen to paper about any thing that may lead into disputes.
(September 12, 1682)
Soon after the publication
of his optical discoveries, Newton receded into himself, and we do not know
very much as to how he occupied himself during the following decade. But we do
know that in 1679, Newton had proved for himself that under the influence of a
central inverse-square attractive force an object will describe an elliptical
orbit, with the center of attraction at one of its foci. But, again, he kept
the result to himself. At
long last, in 1684, an incident, not of Newton's making, was to change the
course of scientific history. In January of that year, at a meeting in London
between Christopher Wren, Robert Hooke, and Edmund Halley, the question arose
as to the nature of the orbit a planet would describe under the influence of an
inverse-square attractive gravitational force. Since none of them knew how the
question could be resolved, Halley went to Cambridge in August of that year to
inquire if Newton had any suggestions to offer. To Halley's inquiry, Newton
replied at once that the orbit would be an ellipse, and that he had established
this result for himself some seven years earlier. Halley was overjoyed and
wished to see Newton's proof. On Newton finding that he had mislaid the piece
of paper on which he had written out the proof, he promised to rework it and
send it to him shortly. The
reworking of this old problem seems to have aroused Newton's interest in the
whole area. By October, he had worked out enough problems to serve as a basis
for nine lectures which he gave during the Michaelmas term under the title
De Motu Corporum in gyrum.
Halley, on receiving
Newton's promised proof at about this time and hearing also of Newton's
lectures, went to Cambridge once again, this time to persuade Newton to publish
his lectures. By now
Newton's mathematical genius seems to have been fully aroused, and Newton
appears to have been caught in its grip. Newton now entered upon a period of
the most intense mathematical activity. Against his will and against his
preferences, Newton seems to have been propelled inexorably forward, by the
pressure of his own genius, till, at last, he had accomplished the greatest
intellectual feat of his life, the greatest intellectual feat in all of
science. Let us pause for a
moment to take full measure of the magnitude of this feat. By Newton's own
account, he began writing the Principia towards the end of December
1684, and he sent the completed manuscript of all three Books of the
Principia to the Royal Society in May 1686, that is, in seventeen
months. He had solved two of the propositions in the first Book in 1679, and
he had also proved eight of the propositions in the second Book in June and
July 1685. There are ninety-eight propositions in the first Book; fifty-three
in the second; and forty-two in the third. By far the larger proportion of
them was, therefore, enunciated and proved during the seventeen consecutive
months that Newton was at work on the three Books. It is this rapidity of
execution, besides the monumental scale of the whole work, that makes this
achievement incomparable. If the problems enunciated in the Principia
were the results of a lifetime of thought and work, Newton's position in
science would still be unique. But that all these problems should have been
enunciated, solved, and arranged in logical sequence in seventeen months is
beyond human comprehension. It can be accepted only because it is a fact: it
just happens to be so! It
is only when we observe the scale of Newton's achievement that comparisons,
which have sometimes been made with other men of science, appear altogether
inappropriate both with respect to Newton and with respect to the others. In
fact, only in juxtaposition with Shakespeare and Beethoven is the
consideration of Newton appropriate.
Now, a few remarks
concerning the style of the Principia. Quite unlike his early
communications on his optical discoveries, the Principia is written in a
style of glacial remoteness which makes no concessions to his readers. As
Whewell aptly wrote: ...
As we read the Principia, we feel as when we are in an ancient armoury
where the weapons are of gigantic size; and as we look at them, we marvel what
manner of men they were who could use as weapons what we can scarcely lift as
a burden... It is, however, clear that the rigid and the lamellated
style of the Principia is deliberate. For after the publication of the
Principia, Newton is reported to have told Rev. Dr. Derham:
To avoid being baited
by little smatterers in mathematics, I designedly made the Principia abstruse;
but yet so as to be understood by able mathematicians who, I imagine, by
comprehending my demonstrations would concur with my theory.
Although Newton was only
forty-two years of age when he finished writing the Principia and was,
quite literally, at the height of his mathematical powers and was to remain in
full possession of his faculties for another forty years, he never again
seriously concerned himself with a scientific investigation. He turned to an
utterly different way of living. And in time he became one of the principal
sights of London for all visiting intellectuals: the Sir Isaac Newton of
popular tradition. No
account of Newton's life, however brief, can omit some indication of the manner
of man he was. The subject is a complex and a controversial one. But this
much can fairly be said: Newton seems to have been remarkably insensitive:
impervious to the arts, tactless, and with no real understanding of others.
Newton's most remarkable
gift was probably his powers of concentration. As Keynes wrote:
His peculiar gift was
the power of holding continuously in his mind a purely mental problem until he
had seen straight through it. I fancy his pre-eminence is due to his muscles
of intuition being the strongest and most enduring with which a man has ever
been gifted... I believe that Newton could hold a problem in his mind for
hours and days and weeks until it surrendered to him its secret.
Besides, as De Morgan has said, he was:
...So happy in his
conjectures as to seem to know more than he could possibly have any means of
proving. But the
central paradox of Newton's life is that he deliberately and systematically
ignored his supreme mathematical genius and through most of his life neglected
the one activity for which he was gifted beyond any man. This paradox can be
resolved only if we realize that Newton simply did not consider science and
mathematics as of any great importance; or, as Keynes has said:
... It seems easier to
understand... this strange spirit, who was tempted by the Devil to believe, at
the time when within these walls [of Trinity College] he was solving so much,
that he could reach all the secrets of God and Nature by the pure power of mind
- Copernicus and Faustus in one. And finally, I cannot desist
repeating Newton's oft quoted evaluation of himself.
I do not know what I
may appear to the world, but to myself I seem to have been only like a boy
playing on the sea-shore, and diverting myself in now and then finding a
smoother pebble or a prettier shell than ordinary, whilst the great ocean of
truth lay all undiscovered before me. In view of Newton's
insensitiveness to others, doubts have sometimes been raised about the
sincerity of this statement. I do not believe that such doubts are warranted:
only someone, like Newton, who can view knowledge from his height, can have
the vision of an "ocean of undiscovered truth." As an ancient proverb of India
says, "Only the wise can plumb the wells of wisdom." From the foregoing
accounts of the creative patterns of Shakespeare, Beethoven, and Newton, though
very brief and very inadequate, two facts emerge with startling clarity: the
remarkable similarity in the creative patterns of Shakespeare and Beethoven, on
the one hand, and their stark contrast with that of Newton, on the other. Are
the similarity and the contrast accidental? Or, are they manifestations of a
general phenomenon which in the case of these giants only happens to be very
sharply etched? Consider in
juxtaposition the following statements that have been made concerning the
creativity of mathematicians and of poets.
G. H. Hardy, an outstanding
English mathematician of this century, in his essay A Mathematician's
Apology - an essay which has been described by C.P. Snow as "the most
beautiful statement of the creative mind ever written or ever likely to be
written" - writes: No
mathematician should ever allow himself to forget that mathematics, more than
any other art or science, is a young man's game... Galois died at twenty-one,
Abel at twenty-seven, Ramanujan at thirty three, Riemann at forty. There have
been men who have done great work a good deal later; ... [but] I do not know an
instance of a major mathematical advance initiated by a man past fifty.... A
mathematician may still be competent enough at sixty, but it is useless to
expect him to have original ideas. And with respect to Ramanujan's
early death, Hardy has further written:
The real tragedy about
Ramanujan was not his early death. It is, of course, a disaster that any great
man should die young; but a mathematician is comparatively old at thirty, and
his death may be less of a catastrophe than it seems... Place beside
these statements of Hardy the following one of A. L. Rowse on the death of
Christopher Marlowe at the age of twenty nine:
What would he not have
achieved if he had lived! - his was the greatest of all losses to English
Literature. Or, of Desmond King-Hele's on the death of Shelley at the
age of thirty: The
rule that a poet is at his best after the age of 30 might have applied as well
to him as to Shakespeare, Milton, Wordsworth, Byron, Tennyson, and indeed
almost every major English poet who lived to be over 30.
In a more negative vein,
there is the statement attributed to Thomas Huxley that a man of science past
sixty does more harm than good.
I do not doubt that these
statements will be challenged or, at least, subjected to qualifications. But
consider this. In 1817, at
the age of forty-seven, when the long period of meditation, during which
Beethoven composed very little, was coming to an end, he said to Cipriani
Potter with transparent sincerity, "Now, I know how to compose." I do not
believe that there has been any scientist, past forty, who could have said,
"Now, I know how to do research." And this to my mind is the center and the
core of the difference: the apparent inability of a scientist to continually
grow and mature.
If one should wish to establish with some degree of certainty that a
contrast does exist in the patterns of creativity among the practitioners in
the arts and the practitioners in the sciences, then one should undertake a
survey of an extent and a depth which is far beyond my resources. At the same
time it does not seem entirely proper that I leave the matter without some
further examples. I shall consider four examples taken from science.
My first example is James
Clerk Maxwell who is generally considered the greatest physicist of the
nineteenth century. Maxwell's principal contributions to physics are his
founding of the kinetic theory of gases and the dynamical theory of the
electromagnetic field. The new physical concepts which Maxwell introduced in
formulating his equations of the electromagnetic field - Maxwell's equations
which every student of physics knows - have been described by Einstein as "the
most fruitful and profound that physics has experienced since the time of
Newton." The four great
memoirs which encompass Maxwell's contributions to the two areas were published
during the five years 1860-65 when he was between the ages, of thirty and
thirty-five and was a professor at King's College, London. At the end of this
period of intense activity, Maxwell resigned his professorship in London and
retired to his country home in Glenlair in Scotland (Maxwell's biographers
never really "explain why Maxwell felt it necessary to take these actions.) In
Glenlair, for the following six years, Maxwell seems to have lived in
quietness, occupied, principally, with the planning of his two-volume
Treatise on Electricity and Magnetism (which was eventually completed
and published in 1873). In 1871, Maxwell was persuaded to leave his
retirement in Glenlair and return to academic life in Cambridge as the first
Cavendish Professor of Experimental Physics. He died in 1878 at the age of
forty-eight. Maxwell's eight years in Cambridge were devoted mostly to editing
the scientific papers of Henry Cavendish, organizing and establishing the
Cavendish Laboratory, and other diverse university matters. While Maxwell's
early death was a tragedy, it must be admitted that his work did not rise again
to the heights it had in his early thirties.
 |
 |
Chandra with friends (1945 and 1981)
My second example is George
Gabriel Stokes. Stokes was elected to the Lucasian Chair of Mathematics (in
Cambridge) in 1849 when he was just past thirty. He held this Chair until his
death in 1903 - a Chair that was once held by Newton. Stokes is one of the
great figures of nineteenth-century physics and mathematics. His name
continues to be associated with several current notions and concepts. Thus, we
have the Navier-Stokes equations governing viscous flow in hydrodynamics; the
Stokes law giving the asymptotic rate of fall of small spherical bodies in a
viscous medium - a law which provides the basis for Millikan's "oil-drop
experiment" for determining the charge on the electron; the Stokes parameters
for characterizing polarized radiation which are relevant to most current
measurements in radio astronomy; the Stokes law of fluorescence, that the
wavelength of the fluorescing light must exceed that of the exciting light; and
the Stokes theorem which, in addition to being a very fundamental theorem,
provides a key element for modern developments in the calculus of differential
forms. Now Stokes's
scientific papers are collected in five medium-sized volumes. The first three
volumes contain all the important concepts and notions that I have just
enumerated and cover the ten-year period 1842-52; the remaining two volumes
suffice to cover his entire scientific work of the following fifty years.
G. Evelyn Hutchinson (the
distinguished zoologist at Yale University), whose father was a close associate
of Stokes during his last years, makes the remarkable statement: "Stokes,
however, quite possibly, emulated his great predecessor [in the Lucasian Chair]
consciously...What Newton did, Stokes deemed appropriate for him to do also."
My third example is
Einstein. The year 1905 was the annus mirabilis both for Einstein and
for physics. It was in that year that Einstein, at the age of twenty-six,
published three papers, each epoch-making in its own way: the first laid the
foundations for his special theory of relativity with remarkable clarity,
conciseness, and coherence; the second provided a rational molecular basis
(independently of Smoluchowski) for accounting for Brownian motion; and the
third carried Planck's hypothesis of the quantum to its logical limit to
formulate the concept of the light quantum. In the decade that followed,
Einstein was constantly preoccupied with the resolution of the basic
inconsistency between Newton's law of gravitation, with its postulate of
instantaneous action at a distance, and his own special theory of relativity,
with its postulate that no signal can be propagated with a velocity exceeding
that of light. After many detours and false starts, Einstein finally arrived
triumphantly at his general theory of relativity in 1915. As Hermann Weyl
later expressed, Einstein's general theory of relativity is "one of the great
examples of the power of speculative thought. "
In the years following the
founding of his general theory of relativity, Einstein made a number of
important contributions to the further ramifications of his own general theory
as well as to certain aspects of statistical physics. But already by 1925,
Einstein was letting the newer developments in the quantum theory, initiated by
Heisenberg, pass him by. Thus, Heisenberg records that at the Solvay Congress
in 1927, Paul Ehrenfest, Einstein's friend, said to him, "Einstein, I am
ashamed of you: you are arguing against the new quantum theory just as your
opponents argue about relativity theory." Heisenberg adds sadly that this
friendly admonition went unheeded. As Einstein's great admirer Cornelius
Lanczos observes From
1925 on his interest in the current affairs of physics begins to slacken. He
voluntarily abdicated his leadership as the foremost physicist of his time, and
receded more and more into voluntary exile from his laboratory, a state into
which only a few of his colleagues were willing to follow. During the last
thirty years of his life he became more and more a recluse who lost touch with
the contemporary developments of physics.
I should like to conclude
with an example which in some ways appears counter to Hardy's general rule: the
case of Lord Rayleigh, perhaps the greatest pillar of classical mathematical
physics. Rayleigh's productivity was remarkably steady and uniform all through
his fifty years of scientific publication. His scientific work is encompassed
in a two-volume treatise on The Theory of Sound and the six large
volumes of his Scientific Papers.
In a memorial address,
delivered in Westminster Abbey in December 1921, J.J. Thomson evaluated
Rayleigh's scientific contributions in the following terms:
Among the 446 papers
which fill these volumes [the six volumes of his Scientific Papers], there is
not one that is trivial, there is not one which does not advance the subject
with which it deals, there is not one which does not clear away difficulties;
and among that great number there are scarcely any which time has shown to
require correction... Lord Rayleigh took physics for his province and
extended the boundary of every department of physics. The impression made by
reading his papers is not only due to the beauty of the new results attained,
but to the clearness and insight displayed, which gives one a new grasp of the
subject... This is a remarkable testimony; and anyone who has had
occasion to use Rayleigh's Scientific Papers will testify to its
accuracy. But why was
Rayleigh so different from Maxwell and Einstein? Perhaps the clue is to be
found in what Thomson said in the same memorial address:
There are some great men
of science whose charm consists in having said the first word on a subject, in
having introduced some new idea which has proved fruitful; there are others
whose charm consists perhaps in having said the last word on the subject, and
who have reduced the subject to logical consistency and clearness. I think by
temperament Lord Rayleigh belonged to the second group. And perhaps
there is a clue also in Rayleigh's response to his son (also a distinguished
physicist) when he asked him to comment on Huxley's remark I quoted earlier,
"that a man of science past sixty does more harm than good." Rayleigh was
sixty-seven at that time, and his response was
That may be, if he
undertakes to criticize the work of younger men, but I do not see why it need
be so if he sticks to the things he is conversant with. Perhaps there
is a moral here for all of us! I now pass on to some cognate matters.
First, may I say that I am
frankly puzzled by the difference that appears to exist in the patterns of
creativity among the practitioners in the arts and the practitioners in the
sciences: for, in the arts as in the sciences, the quest is after the same
elusive quality: beauty. But what is beauty?
In a deeply moving essay on
"The Meaning of Beauty in the Exact Sciences," Heisenberg gives a definition of
beauty which I find most apposite. The definition, which Heisenberg says goes
back to antiquity, is that "beauty is the proper conformity of the parts to one
another and to the whole." On reflection, it does appear that this definition
touches the essence of what we may describe as "beautiful": it applies equally
to King Lear, the Missa Solemnis, and the Principia.
There is ample evidence that
in science, beauty is often the source of delight. One can find many
expressions of such delight scattered through the scientific literature. Let
me quote a few examples. Kepler: |
Mathematics is the archetype of the beautiful. |
David Hilbert (in his memorial address for Hermann Minkowski):
Our Science, which we
loved above everything, had brought us together. It appeared to us as a
flowering garden. In this garden there were well-worn paths where one might
look around at leisure and enjoy one self without effort, especially at the
side of a ongenial companion. But we also liked to seek out hidden trails and
discovered many an unexpected view which was pleasing to our eyes; and when the
one pointed it out to the other, and we admired it together, our joy was
complete. Hermann Weyl (as quoted by Freeman Dyson):
My work always tried to
unite the true with the beautiful; but when I had to choose one or the other, I
usually chose the beautiful. Heisenberg (in a discussion with
Einstein): If nature
leads us to mathematical forms of great simplicity and beauty - by forms I am
referring to coherent systems of hypothesis, axioms, etc. - to forms that no
one has previously encountered, we can not help thinking that they are 'true,'
that they reveal a genuine feature of nature... You must have felt this too:
the almost frightening simplicity and wholeness of the relationships which
nature suddenly spreads out before us and for which none of us was in the
least prepared. All
these quotations express thoughts that may appear vague or too general. Let me
try to be concrete and specific.
The discovery by Pythagoras,
that vibrating strings, under equal tension, sound together harmoniously if
their lengths are in simple numerical ratios, established for the first time a
profound connection between the intelligible and the beautiful. I think we may
agree with Heisenberg that this is "one of the truly momentous discoveries in
the history of mankind."
Kepler was certainly under
the influence of the Pythagorean concept of beauty when he compared the
revolution of the planets about the sun with a vibrating string and spoke of
the harmonious concord of the different planetary orbits as the music of the
spheres. It is known that Kepler was profoundly grateful that it had been
reserved for him to discover, through his laws of planetary motion, a
connection of the highest beauty. A more recent example of the reaction of a
great scientist, to this aspect of beauty at the moment of revelation of a
great truth, is provided by Heisenberg's description of the state of his
feelings when he found the key that opened the door to all the subsequent
developments in the quantum theory. Towards the end of May 1925,
Heisenberg, ill with hay fever, went to Heligoland to be away from flowers and
fields. There by the sea, he made rapid progress in resolving the difficulties
in the quantum theory as it was at that time. He writes:
Within a few days more,
it had become clear to me what precisely had to take the place of the
Bohr-Sommerfeld quantum conditions in an atomic physics working with none but
observable magnitudes. It also became obvious that with this additional
assumption, I had introduced a crucial restriction into the theory. Then I
noticed that there was no guarantee that... the principle of the conservation
of energy would apply... Hence I concentrated on demonstrating that the
conservation law held; and one evening I reached the point where I was ready to
determine the individual terms in the energy table [Energy Matrix]... When the
first terms seemed to accord with the energy principle, I became rather
excited, and I began to make countless arithmetical errors. As a result, it
was almost three o'clock in the morning before the final result of my
computations lay before me. The energy principle had held for all the terms,
and I could no longer doubt the mathematical consistency and coherence of the
kind of quantum mechanics to which my calculations pointed. At first, I was
deeply alarmed. I had the feeling that, through the surface of atomic
phenomena, I was looking at a strangely beautiful interior, and felt almost
giddy at the thought that I now had to probe this wealth of mathematical
structure nature had so generously spread out before me. I was far too excited
to sleep, and so, as a new day dawned, I made for the southern tip of the
island, where I had been longing to climb a rock jutting out into the sea. I
now did so without too much trouble, and waited for the sun to rise.
May I allow myself at this
point a personal reflection? In my entire scientific life, extending over
forty-five years, the most shattering experience has been the realization that
an exact solution of Einstein's equations of general relativity, discovered by
the New Zealand mathematician, Roy Kerr, provides the absolutely exact
representation of untold numbers of massive black holes that populate the
universe. This shuddering before the beautiful," this incredible fact that a
discovery motivated by a search after the beautiful in mathematics should find
its exact replica in Nature, persuades me to say that beauty is that to which
the human mind responds at its deepest and most profound. Indeed, everything I
have tried to say in this connection has been stated more succinctly in the
Latin mottos: | Simplex sigillum
veri - The simple is the seal of the true. and Pulchritudo
splendor veritatis - Beauty is the splendour of truth. |
But I must return
to my question: why is there a difference in the patterns of creativity among
the practitioners in the arts and the practitioners in the sciences? I shall
not attempt to answer this question directly; but I shall make an assortment of
remarks which may bear on the answer. First, I should like to consider how
scientists and poets view one another. When one thinks of the attitude of the
poets to science, one almost always thinks of Wordsworth and Keats and their
oft-quoted lines: | A fingering
slave, One that would peep and botanize Upon his mother's grave?
A reasoning self-sufficing thing, An intellectual All-in-all!
Sweet is the lore which Nature brings;
Our meddling intellect
Misshapes the beauteous forms of things:
We murder to dissect.
(Wordsworth)
Do not all charms fly At the mere touch of cold philosophy?
There was an awful rainbow once in heaven: We know her woof, her
texture; she is given In the dull catalogue of common things.
Philosophy will clip an Angel's wings. (Keats) |
These lines, perhaps, find an echo in a statement of Lowes Dickinson, "When
Science arrives, it expels Literature."
It is to be expected that
one should find scientists countering these views. Thus, Peter Medawar
counters Lowes Dickinson by
The case I shall find
evidence for is that when literature arrives, it expels science... The way
things are at present, it is simply no good pretending that science and
literature represent complementary and mutually sustaining endeavours to reach
a common goal. On the contrary, where they might be expected to cooperate,
they compete. It would not seem to me that one can go very far in
these matters by pointing accusing fingers at one another. So, let me only say
that the attitudes of Wordsworth and Keats are by no means typical. A scientist
should rather consider the attitude of Shelley. Shelley is a scientist's poet.
It is not an accident that the most discriminating literary criticism of
Shelley's thought and work is by a distinguished scientist, Desmond King-Hele.
As King-Hele has pointed out, "Shelley's attitude to science emphasizes the
surprising modern climate of thought in which he chose to live," and Shelley
"describes the mechanisms of Nature with a precision and a wealth of detail
unparalleled in English poetry." And here is A.N. Whitehead's testimony:
Shelley's attitude to
Science was at the opposite pole to that of Wordsworth. He loved it, and is
never tired of expressing in poetry the thoughts which it suggests. It
symbolizes to him joy, and peace, and illumination ... I should like to
read two examples from Shelley's poetry which support what has been said about
him. The first example is from his Cloud which "fuses together a
creative myth, a scientific monograph, and a gay picaresque tale of cloud
adventure": I am the daughter of
Earth and Water, And the
nursling of the Sky; I pass through the pores of the ocean and shores;
I change, but I cannot die.
For after the rain when with never a stain
The pavilion of Heaven is
bare, And the winds and sunbeams with their convex gleams
Build up the blue dome of
air, I silently laugh at my own cenotaph,
And out of the caverns of
rain, Like a child from the womb, like a ghost from the tomb,
I arise and unbuild it
again. | The second example is from Prometheus
Unbound, which has been described by Herbert Read as "the greatest
expression ever given to humanity's desire for intellectual light and spiritual
liberty:
The
lightning is his slave; heaven's utmost deep Gives up her
stars, and like a flock of sheep They pass before his eye, are numbered,
and roll on! The tempest is his steed, he strides the air;
And the abyss shouts from her depth laid bare, Heaven, hast thou
secrets? Man unveils me; I have none. |
Let me turn to a slightly
different aspect of the matter. What are we to make of the following
confession of Charles Darwin:
Up to the age of
thirty, or beyond it, poetry of many kinds, such as the works of Milton, Gray,
Byron, Wordsworth, Coleridge, and Shelley, gave me great pleasure; and even as
a school boy I took intense delight in Shakespeare, especially historical
plays... I have also said that formerly pictures gave me considerable, and
music very great delight. But now for many years I cannot endure to read a
line of poetry; I have tried lately to read Shakespeare, and found it so
intolerably dull that it nauseated me. I have almost lost my taste for
pictures or music... My mind seems to have become a kind of machine for
grinding general laws out of large collections of facts, but why this should
have caused the atrophy of that part of the brain alone on which the higher
tastes depend, I cannot conceive. Or, consider this: Faraday discovered
the laws of electromagnetic induction, and his discoveries led him to formulate
concepts such "lines of force" and "fields of force" which were foreign to the
then prevailing modes of thought. They were in fact looked askance by many of
his contemporaries. But of Faraday's ideas Maxwell wrote with prophetic
discernment: The way
in which Faraday made use of his idea of lines of force in coordinating the
phenomenon of magneto-electric induction shows him to have been in reality a
mathematician of a very high order - one from whom the mathematicians of the
future may derive valuable and fertile methods. We are probably ignorant even
of the name of the science which will be developed out of the materials we are
now collecting, when the great philosopher next after Faraday makes his
appearance. And yet when Gladstone, then the Chancellor of the
Exchequer, interrupted Faraday in his description of his work on electricity by
the impatient inquiry, "But after all, what use is it?" Faraday's response was,
"Why, Sir, there is every probability that you will soon be able to tax it."
And Faraday's response has always been quoted most approvingly.
It seems to me that to
Darwin's confession and to Faraday's response, what Shelley has said about the
cultivation of the sciences in his A Defence of Poetry is apposite:
The cultivation of
those sciences which have enlarged the limits of the empire of man over the
external world, has, for want of the poetical faculty, proportionally
circumscribed those of theinternal world; and man, having enslaved the
elements, remains himself a slave. Lest you think that Shelley is not
sensitive to the role of technology in modern society, let me quote what he has
said in that connection:
Undoubtedly the promoters of utility, in this limited sense, have their
appointed office in society. They follow the footstep of poets, and copy the
sketches of their creations into the book of common life. They make space,
and give time.
Shelley's A Defence of
Poetry from which I have just quoted is one of the most moving documents in
all of English literature. W.B. Yeats has called it "the profoundest essay on
the foundation of poetry in the English language." The essay should be read in
its entirety; but allow me to read a selection:
Poetry is the record of
the best and happiest moments of the happiest and best minds.
Poetry thus makes
immortal all that is best and most beautiful in the world; it arrests the
vanishing apparitions which haunt the interlunations of life...
Poetry is indeed
something divine. It is at once the centre and circumference of knowledge; it
is that which comprehends all science, that to which all science must be
referred. It is at the same time the root and blossom of all other systems of
thought. Poets are
the hierophants of an unapprehended inspiration; the mirrors of the gigantic
shadows which futurity casts upon the present; the words which express what
they understand not; the trumpets which sing to battle, and feel not what they
inspire; the influence which is moved not, but moves. Poets are the
unacknowledged legislators of the world. On reading Shelley's A
Defence of Poetry, the question insistently occurs why there is no similar
A Defence of Science written by a scientist of equal endowment. Perhaps
in raising this question I have, in part, suggested an answer to the one I have
repeatedly asked during the lecture. I began this lecture by asking your
forbearance for addressing myself to matters which are largely outside the
circumference of my comprehension. Allow me then to conclude by quoting from
Shakespeare's epilogue to the second part of his Henry IV.
First, my fear; then my
curtsy; last my speech. My fear, is your displeasure, my curtsy, my duty, and
my speech, to beg your pardon.
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